Senior Compliance Advisor – MiFID and Market Abuse Surveillance Expert

Greenfield

Remich
CDI
Temps-plein

Il y a 1 mois

Job DescriptionSENIOR COMPLIANCE ADVISOR –MiFID AND MARKET ABUSE SURVEILLANCE EXPERT (SE025)Our client is a leading European bank, with ca. 10.000 employees worldwide, and 200 in Luxembourg, Greenfield is looking for a Senior Compliance Advisor – MiFID and Market Abuse Surveillance Expert.An opportunity has arisen for a high calibre regulatory compliance officer to join this high performing team. The Senior Compliance Advisor specializing in MiFID and Market Abuse Surveillance plays a pivotal role in our client's Compliance Department, supporting in the adherence to all MiFID and Market Abuse regulations, internal policies, and industry standards. As an external recruiter representing Greenfield, we are seeking an experienced professional to strengthen regulatory expertise within the organization. For the right candidate this role will offer an unrivaled opportunity to launch their career into the path of a future authorized management within a Private Bank context.THE MANDATE:Will include, but are not limited to, working in accordance with both regulations and Group policies and procedures to:

Stay updated on developments in relevant legislation.
Analyse new regulations and related documents.
Identify compliance risks and impacts on Bank activities.
Draft and review MiFID policies and procedures.
Evaluate first line of defence controls and manage compliance risks.
Monitor implementation of MiFID processes.
Design new controls and communicate findings to stakeholders.
Review contractual agreements with law firms.
Provide guidance to Chief Compliance Officer and other departments.
Operate Market Abuse Surveillance system.
Assist in lodging STOR to Regulator for suspicious transactions.
Participate in projects implementing regulatory developments.
Assist in compliance reporting (internal and external).
Provide recommendations and guidance for corrective actions.
Liaise with internal and external parties on compliance matters.
Conduct compliance awareness and training sessions.

THE PROFILE:

University degree in business management, law, or equivalent.
Ideally ca. 5-7 years of regulatory compliance experience, including each 2-3 years with both, MiFID and Market Abuse.
Proficient in Luxembourg financial sector laws and regulations.
Strong organizational, analytical, and logical skills.
Excellent written and verbal communication in English. Some French knowledge is required as well due to understanding the Luxembourgish regulations.

Greenfield Luxembourg is a leading Luxembourg based Recruitment and Executive Search Consultancy and has been selected to fulfill this mandate on behalf of our Client.Greenfield Luxembourg are an equal opportunities employer and welcome applicants from all sectors of the Community. Due to the nature of our client engagements, we are however unable to support applicants that are outside of our core market areas; and/or do not have an existing eligibility to work in Luxembourg or are not EEA/EU/Schengen Citizens. We are unable to provide work permit or visa sponsorship opportunities.

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