Senior Compliance Advisor - MiFID and Market Abuse

• Identify compliance risks and assess impacts on various bank activities; conduct gap analysis and propose solutions
• Develop and review MiFID-related policies and procedures
• Evaluate effectiveness of first-line controls and manage compliance risks for MiFID, Governance, Market Abuse, etc.
• Stay updated on relevant legislations and regulatory developments
• Monitor implementation of MiFID processes and procedures
• Prepare concise compliance monitoring reports and communicate findings
• Design new controls, communicate findings and action plans to stakeholders, and ensure follow-up
• Operate Market Abuse Surveillance system and assist in lodging STOR for suspicious transactions
• Coordinate with internal and external parties on MiFID/Market Abuse compliance matters

• At least 4-5 years of direct regulatory compliance experience, preferably in a bank or consulting firms
• Bachelor's degree in business management, law, or equivalent; master's degree preferred
• Good knowledge in MiFID and Market Abuse regulations, with expertise in investor protection and capital markets transparency
• Proficient in computer skills, comprehensive understanding of Luxembourg financial sector laws and regulations
• Attentive to detail, excellent organizational, analytical, and logical abilities
• Fluency in English & French, other European languages will be a plus

Selby Jennings