AML Consultant
Northern Trust
- Leudelange, Esch-sur-Alzette
- CDI
- Temps-plein
- Management of fund launches
- Fund transition pre-testing and management of transitions in for Investor AML.
- Analyse the investor profile, determine the risk level and collect the required set of documentation to meet applicable laws and regulations and in the respect of Northern Trust internal AML Policy procedures
- Transmit the relevant communications to Clients/Investors related to the above
- Overnight screening management through Fircosoft
- Ongoing due diligence: Assess the content of the documents for completion and compliance to:
- Standard Registration requirements
- Pre-determined Anti-Money Laundering / Know your Client requirements
- Maintenance of PEP registers (PEPs identified through pre-screening and the overnight Fircosoft process).
- Transaction monitoring process
- Testing of AML Letter of Assurance / Letter of Comfort if applicable
- QA review of Complex Investor AML Operations’ compliance with NT Investor AML processes and procedures.
- Handle all funds and auditors queries related to AML: Management of internal-external audit/ global compliance testing/ regulator reviews
- Respond to all clients and / or associated internal departmental queries in a timely, accurate and professional manner in accordance with departmental procedures.
- Sound knowledge of Transfer Agency duties ideally in a similar role and of financial markets
- Experience in a similar role of equivalent for at least 3 years
- Fluency in English (both written and spoken). French or German is a distinct advantage
- Good understanding of IT system flows and mastering MS Office
- Attention to detail and focus on quality (working with accuracy)
- Ability to work independently in an organized way and take up appropriate responsibility
- Analytical and technical thinking
- Team spirit with a dynamic and flexible approach
- Strong communication skills and presentation skills
- Please note that in order to be considered for this role, applicants must hold the necessary work permit for full time employment in Luxembourg.
Jobs.lu