
Investment Management Oversight Officer (German speaker)
- Luxembourg
- CDI
- Temps-plein
We invest in our people, enabling you to develop your skills and build on your experience.
If you like the idea of working for an ambitious and growing company, as part of a multicultural team, we are the place for you.We are currently looking for a German speaking Investment Management Oversight Officer to support our growing operations in the Investment Management Oversight department.The candidate will be part of the team who is maintaining and performing the entire due diligence process on the delegated investment management activities which among others consists of:
- Manage and take care the initial and periodic due diligence and oversight of delegated Investment Managers, Advisors and Brokers, in line with the CSSF circular 18/698 requirements.
- Manage and conduct operational thematic reviews based on the investment strategies of the funds.
- Prepare periodic and thematic review reports.
- Perform operational controls depending on the investment strategies of the funds (EMIR, SFTR, BMR…).
- Maintain SLAs with delegated Investment Managers and/or Advisors.
- Maintain the scorecards applying RBA (risk-based approach principles).
- Maintain operational dashboards.
- Solve issues with regards to the delegated investment management activities of the funds.
- Ensure all requirements are adhered to and findings are escalated in a timely manner.
- Degree in Finance or Economics.
- Proficiency in English and German both written and spoken.
- Proven MS Office skills, especially Excel.
- Well-structured and well organized
- Responsible team player, accountable and reliable self-starter
- Show integrity with a willingness to learn
- Understanding of regulatory compliance requirements or previous experience from similar oversight functions
- An interest in investment strategies, financial instruments and the overall organisation of the delegates’ fund structures from a legal, operational but also from a compliance aspect.