Senior Compliance Officer (m/f) 1
EY
- Luxembourg
- CDI
- Temps-plein
- Identification and evaluation of the compliance risks associated with the Company's current and proposed future business;
- Identification and maintenance of an inventory of essential laws and regulations pertinent to the Company's activities;
- Centralization of all information related to any customer compliance, breach of regulations/procedures or conflict of interest;
- Establishment and dissemination of written guidelines among staff members;
- Advisory to Senior Management on compliance matters and applicable laws, regulations and standards;
- Assessment of adequacy of internal policies, procedures and guidelines;
- Monitoring adherence with internal policies, procedures and guidelines by performing risk assessments and reporting results on a regular basis to Senior Management and the Board of Directors when deemed necessary;
- Training, awareness and advisory to staff with respect to compliance matters;
- Report suspicious transactions to the FIU or other relevant external bodies and regulators (e.g CSSF);
- Verify and supervise the KYC due diligence checks;
- Ensure Company's compliance with applicable laws (including AML, financial regulation, data protections and anti-bribery laws) and its internal policies;
- Update, review and promote compliance among employees with anti-money laundering policies and compliance manuals;
- Carry out all other functions of the MLRO and compliance offices under applicable CSSF rules;
- Record keeping;
- Comply with all applicable guidelines, policies and procedures of the Company;
- Maintain all records required by the Company;
- Co-operate with all reviews and audits by or on behalf of the Company;
- Co-operate with all reviews and audits by or on behalf of the Company, and the CSSF;
- Carry out the activities taking into consideration the provisions in the employment agreement and current legislation requirements regarding Personal Dealings, the Bribery Act and Data Protection rules;
- Observe the CSSF rules and obligations that apply to the employment function;
- Be and/or become registered or authorized, if required by the regulator, to carry out those duties and responsibilities delegated by the Company;
- Know, understand and maintain (him)herself up to date to the relevant laws and regulations applicable (e.g. AML/ CTF, Data Protection, IT outsourcing);
- Maintain good understanding of the latest developments of the industry, economic and political developments, updates and new laws and regulations in order to maintain a high quality control.
- A University Degree in Law, Finance, Economics or Equivalent
- 5 - 7+ years of relevant experience in a similar working environment and in a compliance function in Luxembourg
- A recognized expertise in Luxembourg AML/CTF laws and regulations
- A dynamic and solution-oriented mindset
- The ability to build and lead a team
- You are fluent in English and French and any other additional language will be considered as an asset
- Continuous learning: You'll develop the mindset and skills to navigate whatever comes next.
- Success as defined by you: We'll provide the tools and flexibility, so you can make a meaningful impact, your way.
- Transformative leadership: We'll give you the insights, coaching and confidence to be the leader the world needs.
- Diverse and inclusive culture: You'll be embraced for who you are and empowered to use your voice to help others find theirs.